华夏中证全指房地产交易型开放式指数证券投资基金基金合同

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华夏_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式

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目 录

_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>第一_blank class=infotextkey>部分 前言......1

_blank class=infotextkey>第二_blank class=infotextkey>部分 释义......_blank class=infotextkey>get=_blank class=infotextkey>2

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_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>第一_blank class=infotextkey>部分 前言

一、订立本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同的目的、依据和_blank class=infotextkey>原则

1、订立本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同的目的是_blank class=infotextkey>get=_blank class=infotextkey>保护_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>合法权益，_blank class=infotextkey>get=_blank class=infotextkey>明确_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同当事_blank class=infotextkey>get=_blank class=infotextkey>人的_blank class=infotextkey>get=_blank class=infotextkey>权利义务，_blank class=infotextkey>get=_blank class=infotextkey>规范_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金运作。

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五、本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>按照_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规_blank class=infotextkey>get=_blank class=infotextkey>成立并运作，若_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同的_blank class=infotextkey>get=_blank class=infotextkey>内容与届_blank class=infotextkey>时_blank class=infotextkey>get=_blank class=infotextkey>有效的_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规的_blank class=infotextkey>强制性_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定_blank class=infotextkey>不一致，应当以届_blank class=infotextkey>时_blank class=infotextkey>get=_blank class=infotextkey>有效的_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规的_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定为准。

_blank class=infotextkey>第二_blank class=infotextkey>部分 释义

在本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>中，除非文意另_blank class=infotextkey>get=_blank class=infotextkey>有所指，_blank class=infotextkey>get=_blank class=infotextkey>下列词语或简称具_blank class=infotextkey>get=_blank class=infotextkey>有如_blank class=infotextkey>get=_blank class=infotextkey>下_blank class=infotextkey>get=_blank class=infotextkey>含义：

1、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金或本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金：指华夏_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式_blank class=infotextkey>get=_blank class=infotextkey>指数证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金

_blank class=infotextkey>get=_blank class=infotextkey>2、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人：指华夏_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司

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7、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>产品_blank class=infotextkey>get=_blank class=infotextkey>资料_blank class=infotextkey>get=_blank class=infotextkey>概要：《华夏_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式_blank class=infotextkey>get=_blank class=infotextkey>指数证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>产品_blank class=infotextkey>get=_blank class=infotextkey>资料_blank class=infotextkey>get=_blank class=infotextkey>概要》_blank class=infotextkey>get=_blank class=infotextkey>及其更_blank class=infotextkey>get=_blank class=infotextkey>新

8、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售_blank class=infotextkey>get=_blank class=infotextkey>公告：指《华夏_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式_blank class=infotextkey>get=_blank class=infotextkey>指数证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售_blank class=infotextkey>get=_blank class=infotextkey>公告》

9、_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规：指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国现行_blank class=infotextkey>get=_blank class=infotextkey>有效并_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公_blank class=infotextkey>get=_blank class=infotextkey>布实施的_blank class=infotextkey>get=_blank class=infotextkey>法律、行_blank class=infotextkey>政_blank class=infotextkey>get=_blank class=infotextkey>法规、_blank class=infotextkey>get=_blank class=infotextkey>规范性文件、司法_blank class=infotextkey>get=_blank class=infotextkey>解释、行_blank class=infotextkey>政规章以_blank class=infotextkey>get=_blank class=infotextkey>及其他对_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同当事_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>有约束力的_blank class=infotextkey>get=_blank class=infotextkey>决_blank class=infotextkey>定、决议、_blank class=infotextkey>通知等

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_blank class=infotextkey>3_blank class=infotextkey>get=_blank class=infotextkey>2、_blank class=infotextkey>get=_blank class=infotextkey>登记机构：指_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>登记_blank class=infotextkey>get=_blank class=infotextkey>业务的机构。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>get=_blank class=infotextkey>登记机构为_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证券_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>责任_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司

_blank class=infotextkey>3_blank class=infotextkey>3、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效日：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集达到_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定及_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>条件，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人向_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案_blank class=infotextkey>get=_blank class=infotextkey>手续完毕，并_blank class=infotextkey>获得_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会书_blank class=infotextkey>面确认的日期

_blank class=infotextkey>34、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>终止日：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>终止事由_blank class=infotextkey>get=_blank class=infotextkey>出现后，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金财产_blank class=infotextkey>get=_blank class=infotextkey>清算完毕，_blank class=infotextkey>get=_blank class=infotextkey>清算结果报_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>get=_blank class=infotextkey>备案并予以_blank class=infotextkey>get=_blank class=infotextkey>公告的日期

_blank class=infotextkey>35、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集期：指自_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售之日起至发售_blank class=infotextkey>get=_blank class=infotextkey>结束之日止的期间，_blank class=infotextkey>最长_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不得_blank class=infotextkey>get=_blank class=infotextkey>超过 _blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>3个月

_blank class=infotextkey>36、存_blank class=infotextkey>get=_blank class=infotextkey>续期：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效至_blank class=infotextkey>get=_blank class=infotextkey>终止之_blank class=infotextkey>get=_blank class=infotextkey>间的_blank class=infotextkey>不_blank class=infotextkey>定期_blank class=infotextkey>get=_blank class=infotextkey>期_blank class=infotextkey>get=_blank class=infotextkey>限

_blank class=infotextkey>37、_blank class=infotextkey>get=_blank class=infotextkey>工作日：指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所的正_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>交易日

_blank class=infotextkey>38、T 日：指_blank class=infotextkey>get=_blank class=infotextkey>销售机构在_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间受理_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回或_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>业务_blank class=infotextkey>get=_blank class=infotextkey>申请的_blank class=infotextkey>get=_blank class=infotextkey>开放日

_blank class=infotextkey>39、T+n 日：指自 T 日起_blank class=infotextkey>第 n 个_blank class=infotextkey>get=_blank class=infotextkey>工作日(_blank class=infotextkey>不包_blank class=infotextkey>get=_blank class=infotextkey>含 T 日)

40、_blank class=infotextkey>get=_blank class=infotextkey>开放日：指为_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回或_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>业务的_blank class=infotextkey>get=_blank class=infotextkey>工作日

41、_blank class=infotextkey>get=_blank class=infotextkey>开放_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间：指_blank class=infotextkey>get=_blank class=infotextkey>开放日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>接受申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回或_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>交易的_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间段

4_blank class=infotextkey>get=_blank class=infotextkey>2、《_blank class=infotextkey>get=_blank class=infotextkey>业务规则》：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证券_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>责任_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司的相关_blank class=infotextkey>get=_blank class=infotextkey>业务规则和_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定

4_blank class=infotextkey>3、认购：指在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集_blank class=infotextkey>get=_blank class=infotextkey>期内，_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>申请_blank class=infotextkey>get=_blank class=infotextkey>购买_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的_blank class=infotextkey>get=_blank class=infotextkey>行为

44、申购：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效后，_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人根据_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同和招募说明书的_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>申请_blank class=infotextkey>get=_blank class=infotextkey>购买_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的_blank class=infotextkey>get=_blank class=infotextkey>行为

45、赎_blank class=infotextkey>get=_blank class=infotextkey>回：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效后，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人按_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同和招募说明书_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>条件_blank class=infotextkey>get=_blank class=infotextkey>要求将_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额兑换为赎_blank class=infotextkey>get=_blank class=infotextkey>回对价的_blank class=infotextkey>get=_blank class=infotextkey>行为

46、申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单：指由_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人编制的用以_blank class=infotextkey>get=_blank class=infotextkey>公告申购对价、赎_blank class=infotextkey>get=_blank class=infotextkey>回对价等_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>信息的文件

47、申购对价：指_blank class=infotextkey>get=_blank class=infotextkey>投资者申购_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>时，按_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同和招募说明书_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定应交付的组_blank class=infotextkey>合证券、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金替_blank class=infotextkey>get=_blank class=infotextkey>代、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金差额和/或_blank class=infotextkey>get=_blank class=infotextkey>其他对价

48、赎_blank class=infotextkey>get=_blank class=infotextkey>回对价：指_blank class=infotextkey>get=_blank class=infotextkey>投资者赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人按_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同和招募说明书_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定应交付给赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>人的组_blank class=infotextkey>合证券、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金替_blank class=infotextkey>get=_blank class=infotextkey>代、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金差额和/或_blank class=infotextkey>get=_blank class=infotextkey>其他对价

49、_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>小申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>单位：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金申购份额、赎_blank class=infotextkey>get=_blank class=infotextkey>回份额的_blank class=infotextkey>最低数量，_blank class=infotextkey>get=_blank class=infotextkey>投资者申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额应为_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>小申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>单位的整数倍

50、元：指_blank class=infotextkey>get=_blank class=infotextkey>人民币元

51、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>收益：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>投资所得_blank class=infotextkey>get=_blank class=infotextkey>红利、股息、债券利息、_blank class=infotextkey>get=_blank class=infotextkey>买卖证券价差、_blank class=infotextkey>get=_blank class=infotextkey>银行存款利息、已_blank class=infotextkey>get=_blank class=infotextkey>实现的_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>合法_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>收入及因运用_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金财产_blank class=infotextkey>get=_blank class=infotextkey>带来的_blank class=infotextkey>get=_blank class=infotextkey>成本和_blank class=infotextkey>get=_blank class=infotextkey>费用的节约

5_blank class=infotextkey>get=_blank class=infotextkey>2、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产总值：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金拥_blank class=infotextkey>get=_blank class=infotextkey>有的各类_blank class=infotextkey>get=_blank class=infotextkey>有价证券、_blank class=infotextkey>get=_blank class=infotextkey>银行存款本息、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金应_blank class=infotextkey>收申购款_blank class=infotextkey>get=_blank class=infotextkey>及其他_blank class=infotextkey>get=_blank class=infotextkey>资产的_blank class=infotextkey>get=_blank class=infotextkey>价值总和

5_blank class=infotextkey>3、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值：指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产总值减去_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>负债_blank class=infotextkey>get=_blank class=infotextkey>后的_blank class=infotextkey>get=_blank class=infotextkey>价值

54、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额净值：指计算日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值除以计算日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额总数

55、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>估值：指计算_blank class=infotextkey>get=_blank class=infotextkey>评估_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产和_blank class=infotextkey>get=_blank class=infotextkey>负债的_blank class=infotextkey>get=_blank class=infotextkey>价值，以确_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值和_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额净值的过程

56、指_blank class=infotextkey>定媒介：指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会指_blank class=infotextkey>_blank class=infotextkey>定的用以_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>信息披露的_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>全国性_blank class=infotextkey>get=_blank class=infotextkey>报刊及指_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>互_blank class=infotextkey>get=_blank class=infotextkey>联网_blank class=infotextkey>网站（包括_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>网站、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>托管_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>网站、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金电_blank class=infotextkey>get=_blank class=infotextkey>子披露_blank class=infotextkey>网站）等媒介

57、_blank class=infotextkey>get=_blank class=infotextkey>流动性受_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>资产：指_blank class=infotextkey>get=_blank class=infotextkey>由于_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规、_blank class=infotextkey>get=_blank class=infotextkey>监管、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同或_blank class=infotextkey>get=_blank class=infotextkey>操作_blank class=infotextkey>get=_blank class=infotextkey>障碍等_blank class=infotextkey>原因_blank class=infotextkey>get=_blank class=infotextkey>无法以_blank class=infotextkey>合理_blank class=infotextkey>get=_blank class=infotextkey>价格予以变现的_blank class=infotextkey>get=_blank class=infotextkey>资产，包括但_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>限于_blank class=infotextkey>get=_blank class=infotextkey>到期日在 _blank class=infotextkey>get=_blank class=infotextkey>10 个_blank class=infotextkey>get=_blank class=infotextkey>交易日以_blank class=infotextkey>get=_blank class=infotextkey>上的逆_blank class=infotextkey>get=_blank class=infotextkey>回购与_blank class=infotextkey>get=_blank class=infotextkey>银行_blank class=infotextkey>定期存款（_blank class=infotextkey>get=_blank class=infotextkey>含_blank class=infotextkey>get=_blank class=infotextkey>协议约_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>条件提前支取的_blank class=infotextkey>get=_blank class=infotextkey>银行存款）、停牌_blank class=infotextkey>get=_blank class=infotextkey>股票、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>流通受_blank class=infotextkey>get=_blank class=infotextkey>限的_blank class=infotextkey>get=_blank class=infotextkey>新股及非_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公开_blank class=infotextkey>get=_blank class=infotextkey>发行_blank class=infotextkey>get=_blank class=infotextkey>股票、_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>支持证券、因_blank class=infotextkey>get=_blank class=infotextkey>发行_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>债务_blank class=infotextkey>get=_blank class=infotextkey>违约_blank class=infotextkey>get=_blank class=infotextkey>无法_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>转让或_blank class=infotextkey>get=_blank class=infotextkey>交易的债券等

58、_blank class=infotextkey>不可抗力：指本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同当事_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不能预见、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不能避免且_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不能克服的客观_blank class=infotextkey>get=_blank class=infotextkey>事件

_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>第三_blank class=infotextkey>部分 _blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的基本_blank class=infotextkey>get=_blank class=infotextkey>情况

一、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金名称

华夏_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式_blank class=infotextkey>get=_blank class=infotextkey>指数证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金。

二、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的类别

_blank class=infotextkey>get=_blank class=infotextkey>股票型证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金。

三、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的运作_blank class=infotextkey>get=_blank class=infotextkey>方式

_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式。

四、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>get=_blank class=infotextkey>投资目标

紧密跟踪标的_blank class=infotextkey>get=_blank class=infotextkey>指数，追求跟踪偏离度和跟踪误差_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>小化。

五、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>最低募集份额总额

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>最低募集份额总额为 _blank class=infotextkey>get=_blank class=infotextkey>2 亿份。

六、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>面值

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售_blank class=infotextkey>面值为_blank class=infotextkey>get=_blank class=infotextkey>人民币 1.00 元。

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金认购费率按招募说明书的_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定执行。

七、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金存续_blank class=infotextkey>get=_blank class=infotextkey>期_blank class=infotextkey>get=_blank class=infotextkey>限

_blank class=infotextkey>不_blank class=infotextkey>定期

_blank class=infotextkey>get=_blank class=infotextkey>八、标的_blank class=infotextkey>get=_blank class=infotextkey>指数

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金标的_blank class=infotextkey>get=_blank class=infotextkey>指数为_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>指数。

_blank class=infotextkey>如果_blank class=infotextkey>get=_blank class=infotextkey>指数_blank class=infotextkey>get=_blank class=infotextkey>发_blank class=infotextkey>get=_blank class=infotextkey>布机构变更或停止_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>指数的编制及_blank class=infotextkey>get=_blank class=infotextkey>发_blank class=infotextkey>get=_blank class=infotextkey>布、或_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产

_blank class=infotextkey>get=_blank class=infotextkey>指数由_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>指数替_blank class=infotextkey>get=_blank class=infotextkey>代、或_blank class=infotextkey>get=_blank class=infotextkey>由于_blank class=infotextkey>get=_blank class=infotextkey>指数编制方法等_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>重_blank class=infotextkey>get=_blank class=infotextkey>大变更导致_blank class=infotextkey>get=_blank class=infotextkey>中证_blank class=infotextkey>get=_blank class=infotextkey>全指_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>房_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>地产_blank class=infotextkey>get=_blank class=infotextkey>指数_blank class=infotextkey>不宜_blank class=infotextkey>继续_blank class=infotextkey>get=_blank class=infotextkey>作为标的_blank class=infotextkey>get=_blank class=infotextkey>指数，或_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人认为_blank class=infotextkey>get=_blank class=infotextkey>市场_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>代表性更强、更_blank class=infotextkey>get=_blank class=infotextkey>适_blank class=infotextkey>合_blank class=infotextkey>get=_blank class=infotextkey>投资的_blank class=infotextkey>get=_blank class=infotextkey>指数推出_blank class=infotextkey>时，本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>可以依据_blank class=infotextkey>get=_blank class=infotextkey>维护_blank class=infotextkey>get=_blank class=infotextkey>投资者_blank class=infotextkey>合法权益的_blank class=infotextkey>原则，变更本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的标的_blank class=infotextkey>get=_blank class=infotextkey>指数、业绩_blank class=infotextkey>get=_blank class=infotextkey>基准和_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金名称，并及_blank class=infotextkey>时_blank class=infotextkey>get=_blank class=infotextkey>公告。

九、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额类别

在_blank class=infotextkey>不违反_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规及_blank class=infotextkey>不损害_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>利益的前提_blank class=infotextkey>get=_blank class=infotextkey>下，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可根据_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>发展_blank class=infotextkey>get=_blank class=infotextkey>需要，为本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金增设_blank class=infotextkey>get=_blank class=infotextkey>新的份额类别。_blank class=infotextkey>get=_blank class=infotextkey>新的份额类别可设置_blank class=infotextkey>不同的申购费、赎_blank class=infotextkey>get=_blank class=infotextkey>回费等，而无需_blank class=infotextkey>get=_blank class=infotextkey>召开_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>大_blank class=infotextkey>get=_blank class=infotextkey>会。_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额类别的_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体规则等相关_blank class=infotextkey>get=_blank class=infotextkey>事项届_blank class=infotextkey>时将另行_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>第四_blank class=infotextkey>部分 _blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的发售

一、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的发售_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间、发售_blank class=infotextkey>get=_blank class=infotextkey>方式、发售对象

1、发售_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间

自_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售之日起_blank class=infotextkey>最长_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不得_blank class=infotextkey>get=_blank class=infotextkey>超过 _blank class=infotextkey>3 个月，_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体发售_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间见_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>get=_blank class=infotextkey>2、发售_blank class=infotextkey>get=_blank class=infotextkey>方式

_blank class=infotextkey>get=_blank class=infotextkey>投资者可_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>选择_blank class=infotextkey>get=_blank class=infotextkey>网_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金认购、网_blank class=infotextkey>get=_blank class=infotextkey>下_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金认购和网_blank class=infotextkey>get=_blank class=infotextkey>下_blank class=infotextkey>get=_blank class=infotextkey>股票认购 _blank class=infotextkey>3 种_blank class=infotextkey>get=_blank class=infotextkey>方式认购本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金。

_blank class=infotextkey>get=_blank class=infotextkey>网_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金认购是指_blank class=infotextkey>get=_blank class=infotextkey>投资者_blank class=infotextkey>get=_blank class=infotextkey>通过发售_blank class=infotextkey>get=_blank class=infotextkey>代理机构用_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>网_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>系统以_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>进行的认购。网_blank class=infotextkey>get=_blank class=infotextkey>下_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金认购是指_blank class=infotextkey>get=_blank class=infotextkey>投资者_blank class=infotextkey>get=_blank class=infotextkey>通过_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>及其指_blank class=infotextkey>_blank class=infotextkey>定的发售_blank class=infotextkey>get=_blank class=infotextkey>代理机构以_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>进行的认购。网_blank class=infotextkey>get=_blank class=infotextkey>下_blank class=infotextkey>get=_blank class=infotextkey>股票认购是指_blank class=infotextkey>get=_blank class=infotextkey>投资者_blank class=infotextkey>get=_blank class=infotextkey>通过_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>及其指_blank class=infotextkey>_blank class=infotextkey>定的发售_blank class=infotextkey>get=_blank class=infotextkey>代理机构以_blank class=infotextkey>get=_blank class=infotextkey>股票_blank class=infotextkey>get=_blank class=infotextkey>进行的认购。

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>可以根据_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>调整本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的发售_blank class=infotextkey>get=_blank class=infotextkey>方式，并在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售_blank class=infotextkey>get=_blank class=infotextkey>公告或相关_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>中列明。

_blank class=infotextkey>3、发售对象

符_blank class=infotextkey>合_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的可_blank class=infotextkey>get=_blank class=infotextkey>投资于证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的个_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>投资者、机构_blank class=infotextkey>get=_blank class=infotextkey>投资者、_blank class=infotextkey>合格境外机构_blank class=infotextkey>get=_blank class=infotextkey>投资者和_blank class=infotextkey>get=_blank class=infotextkey>人民币_blank class=infotextkey>合格境外机构_blank class=infotextkey>get=_blank class=infotextkey>投资者_blank class=infotextkey>以及_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规或_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会允许_blank class=infotextkey>get=_blank class=infotextkey>购买证券_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人。

二、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的认购

1、认购_blank class=infotextkey>get=_blank class=infotextkey>费用

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的认购费率由_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>决_blank class=infotextkey>定，并在招募说明书_blank class=infotextkey>get=_blank class=infotextkey>中列示。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金认购_blank class=infotextkey>get=_blank class=infotextkey>费用_blank class=infotextkey>不列入_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金财产。

_blank class=infotextkey>get=_blank class=infotextkey>2、募集期_blank class=infotextkey>get=_blank class=infotextkey>资_blank class=infotextkey>get=_blank class=infotextkey>金和_blank class=infotextkey>get=_blank class=infotextkey>股票的_blank class=infotextkey>get=_blank class=infotextkey>处理_blank class=infotextkey>get=_blank class=infotextkey>方式

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集期间募集的_blank class=infotextkey>get=_blank class=infotextkey>资_blank class=infotextkey>get=_blank class=infotextkey>金应当存入专门账户，在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集_blank class=infotextkey>get=_blank class=infotextkey>行为_blank class=infotextkey>get=_blank class=infotextkey>结束前，任何_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不得动用。

募集的_blank class=infotextkey>get=_blank class=infotextkey>股票由_blank class=infotextkey>get=_blank class=infotextkey>登记机构予以冻结。

三、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额认购数额的_blank class=infotextkey>get=_blank class=infotextkey>限制

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>可以对_blank class=infotextkey>get=_blank class=infotextkey>投资者的认购数额_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>限制，_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体_blank class=infotextkey>get=_blank class=infotextkey>限制和_blank class=infotextkey>get=_blank class=infotextkey>处理方法请参看招募说明书或相关_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>第五_blank class=infotextkey>部分 _blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案

一、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案的_blank class=infotextkey>get=_blank class=infotextkey>条件

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金自_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额发售之日起 _blank class=infotextkey>3 个月内，在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集份额总额_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>少于 _blank class=infotextkey>get=_blank class=infotextkey>2 亿份，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集

_blank class=infotextkey>get=_blank class=infotextkey>金额(_blank class=infotextkey>get=_blank class=infotextkey>含募集_blank class=infotextkey>get=_blank class=infotextkey>股票市值)_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>少于 _blank class=infotextkey>get=_blank class=infotextkey>2 _blank class=infotextkey>get=_blank class=infotextkey>亿元_blank class=infotextkey>get=_blank class=infotextkey>人民币且_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金认购_blank class=infotextkey>get=_blank class=infotextkey>人数_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>少于 _blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>200 _blank class=infotextkey>get=_blank class=infotextkey>人的_blank class=infotextkey>get=_blank class=infotextkey>条件_blank class=infotextkey>get=_blank class=infotextkey>下，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集期届满或_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人依据_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规及招募说明书_blank class=infotextkey>get=_blank class=infotextkey>可以_blank class=infotextkey>get=_blank class=infotextkey>决_blank class=infotextkey>定停止_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金发售，并在 _blank class=infotextkey>get=_blank class=infotextkey>10 日内聘请_blank class=infotextkey>法_blank class=infotextkey>定验资机构验资，自_blank class=infotextkey>收到验资_blank class=infotextkey>get=_blank class=infotextkey>报告之日起 _blank class=infotextkey>get=_blank class=infotextkey>10 日内，向_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案_blank class=infotextkey>get=_blank class=infotextkey>手续。

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集达到_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案_blank class=infotextkey>get=_blank class=infotextkey>条件的，自_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>办理完毕_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案_blank class=infotextkey>get=_blank class=infotextkey>手续并取得_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会书_blank class=infotextkey>面确认之日起，《_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同》生效；_blank class=infotextkey>否则《_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同》_blank class=infotextkey>不生效。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人在_blank class=infotextkey>收到_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会确认文件的_blank class=infotextkey>get=_blank class=infotextkey>次日对《_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同》生效事宜予以_blank class=infotextkey>get=_blank class=infotextkey>公告。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应将_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集期间募集的_blank class=infotextkey>get=_blank class=infotextkey>资_blank class=infotextkey>get=_blank class=infotextkey>金存入专门账户，在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集_blank class=infotextkey>get=_blank class=infotextkey>行为_blank class=infotextkey>get=_blank class=infotextkey>结束前，任何_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不得动用。

二、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不能生效_blank class=infotextkey>时募集_blank class=infotextkey>get=_blank class=infotextkey>资_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>get=_blank class=infotextkey>处理_blank class=infotextkey>get=_blank class=infotextkey>方式

_blank class=infotextkey>如果募集_blank class=infotextkey>get=_blank class=infotextkey>期_blank class=infotextkey>get=_blank class=infotextkey>限届满，未_blank class=infotextkey>get=_blank class=infotextkey>满足_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>备案_blank class=infotextkey>get=_blank class=infotextkey>条件，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应当承担_blank class=infotextkey>get=_blank class=infotextkey>下列_blank class=infotextkey>get=_blank class=infotextkey>责任：

1、以其固_blank class=infotextkey>get=_blank class=infotextkey>有财产承担因募集_blank class=infotextkey>get=_blank class=infotextkey>行为而产_blank class=infotextkey>get=_blank class=infotextkey>生的_blank class=infotextkey>债务和_blank class=infotextkey>get=_blank class=infotextkey>费用。

_blank class=infotextkey>get=_blank class=infotextkey>2、在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金募集_blank class=infotextkey>get=_blank class=infotextkey>期_blank class=infotextkey>get=_blank class=infotextkey>限届满后 _blank class=infotextkey>30 日内_blank class=infotextkey>get=_blank class=infotextkey>返还_blank class=infotextkey>get=_blank class=infotextkey>投资者已缴纳的款项，厚_blank class=infotextkey>get=_blank class=infotextkey>街，并加计_blank class=infotextkey>get=_blank class=infotextkey>银行同期存款利息，_blank class=infotextkey>get=_blank class=infotextkey>同_blank class=infotextkey>时将已冻结的_blank class=infotextkey>get=_blank class=infotextkey>股票解冻。

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三、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金存续_blank class=infotextkey>get=_blank class=infotextkey>期内的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人数量和_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>规模

《_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同》生效后，_blank class=infotextkey>get=_blank class=infotextkey>连续 _blank class=infotextkey>get=_blank class=infotextkey>20 个_blank class=infotextkey>get=_blank class=infotextkey>工作日_blank class=infotextkey>get=_blank class=infotextkey>出现_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人数量_blank class=infotextkey>_blank class=infotextkey>不满 _blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>200 _blank class=infotextkey>get=_blank class=infotextkey>人或者_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金

_blank class=infotextkey>get=_blank class=infotextkey>资产净值_blank class=infotextkey>get=_blank class=infotextkey>低于 5000 _blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>万元情形的，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应当在_blank class=infotextkey>定期_blank class=infotextkey>get=_blank class=infotextkey>报告_blank class=infotextkey>get=_blank class=infotextkey>中予以披露；_blank class=infotextkey>get=_blank class=infotextkey>连续 _blank class=infotextkey>get=_blank class=infotextkey>60 个_blank class=infotextkey>get=_blank class=infotextkey>工作日_blank class=infotextkey>get=_blank class=infotextkey>出现前述情形的，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应当向_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>get=_blank class=infotextkey>报告并提出_blank class=infotextkey>get=_blank class=infotextkey>解决_blank class=infotextkey>get=_blank class=infotextkey>方案，如转换运作_blank class=infotextkey>get=_blank class=infotextkey>方式、与_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>合并或者_blank class=infotextkey>get=_blank class=infotextkey>终止_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同等，并_blank class=infotextkey>get=_blank class=infotextkey>召开_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>大_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>get=_blank class=infotextkey>进行表决。

_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规或_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会另_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定_blank class=infotextkey>时，从其_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定。

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一、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>场所

申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回将_blank class=infotextkey>get=_blank class=infotextkey>通过_blank class=infotextkey>get=_blank class=infotextkey>销售机构_blank class=infotextkey>get=_blank class=infotextkey>进行。申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体的_blank class=infotextkey>get=_blank class=infotextkey>销售机构将由_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人在招募说明书或_blank class=infotextkey>get=_blank class=infotextkey>其他相关_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>中列明。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可根据_blank class=infotextkey>get=_blank class=infotextkey>情况变更或增减_blank class=infotextkey>get=_blank class=infotextkey>销售机构，并在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>网站_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公示。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>投资者应当在_blank class=infotextkey>get=_blank class=infotextkey>销售机构_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>销售_blank class=infotextkey>get=_blank class=infotextkey>业务的营业_blank class=infotextkey>get=_blank class=infotextkey>场所或按_blank class=infotextkey>get=_blank class=infotextkey>销售机构_blank class=infotextkey>get=_blank class=infotextkey>提供的_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>方式_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回。

二、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>开放日及_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间

1、_blank class=infotextkey>get=_blank class=infotextkey>开放日及_blank class=infotextkey>get=_blank class=infotextkey>开放_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间

_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人在_blank class=infotextkey>get=_blank class=infotextkey>开放日_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额的申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回，_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间为_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所的正_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>交易日的_blank class=infotextkey>get=_blank class=infotextkey>交易_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间，但_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人根据_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会的_blank class=infotextkey>get=_blank class=infotextkey>要求或本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同的_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>公告暂停申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>时除外。

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效后，若_blank class=infotextkey>get=_blank class=infotextkey>出现_blank class=infotextkey>get=_blank class=infotextkey>新的证券_blank class=infotextkey>get=_blank class=infotextkey>交易_blank class=infotextkey>get=_blank class=infotextkey>市场、证券_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>交易_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间变更或实际_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>需要，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>有权视_blank class=infotextkey>get=_blank class=infotextkey>情况对前述_blank class=infotextkey>get=_blank class=infotextkey>开放日及_blank class=infotextkey>get=_blank class=infotextkey>开放_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间_blank class=infotextkey>get=_blank class=infotextkey>进行相应的_blank class=infotextkey>get=_blank class=infotextkey>调整，但应在实施日前依照《_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>信息披露_blank class=infotextkey>get=_blank class=infotextkey>办法》的_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定在指_blank class=infotextkey>定媒介_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>get=_blank class=infotextkey>2、申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回开始日及_blank class=infotextkey>get=_blank class=infotextkey>业务_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人自_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效之日起_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>超过 _blank class=infotextkey>3 个月开始_blank class=infotextkey>办理申购，_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体_blank class=infotextkey>get=_blank class=infotextkey>业务_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间在申购开始_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>中_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定。

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人自_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同生效之日起_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>超过 _blank class=infotextkey>3 个月开始_blank class=infotextkey>办理赎_blank class=infotextkey>get=_blank class=infotextkey>回，_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体_blank class=infotextkey>get=_blank class=infotextkey>业务_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间在赎_blank class=infotextkey>get=_blank class=infotextkey>回开始_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>中_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定。

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金可在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上市_blank class=infotextkey>get=_blank class=infotextkey>交易_blank class=infotextkey>get=_blank class=infotextkey>之前开始_blank class=infotextkey>办理申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回，但在_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>申请_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上市期间，可暂停_blank class=infotextkey>办理申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回；_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>业务_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间在申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回开始_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>中_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定。

在确_blank class=infotextkey>定申购开始与赎_blank class=infotextkey>get=_blank class=infotextkey>回开始_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间后，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应在申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>开放日前依照《_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>信息披露_blank class=infotextkey>get=_blank class=infotextkey>办法》的_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定在指_blank class=infotextkey>定媒介_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>公告申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回的开始_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间。

三、申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>原则

1、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>采用_blank class=infotextkey>get=_blank class=infotextkey>“份额申购、份额赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>”_blank class=infotextkey>原则，即申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回均以份额_blank class=infotextkey>get=_blank class=infotextkey>申请。

_blank class=infotextkey>get=_blank class=infotextkey>2、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的申购对价、赎_blank class=infotextkey>get=_blank class=infotextkey>回对价包括组_blank class=infotextkey>合证券、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金替_blank class=infotextkey>get=_blank class=infotextkey>代、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金差额_blank class=infotextkey>get=_blank class=infotextkey>及其他对价。

_blank class=infotextkey>3、申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请提_blank class=infotextkey>get=_blank class=infotextkey>交后_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不得_blank class=infotextkey>get=_blank class=infotextkey>撤销。

4、申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回应遵守《_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式_blank class=infotextkey>get=_blank class=infotextkey>指数_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>业务实施细则》、《_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证券_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>责任_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司_blank class=infotextkey>get=_blank class=infotextkey>关于_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>交易型_blank class=infotextkey>get=_blank class=infotextkey>开放式_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>业务实施细则》的_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定；如_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证券_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>责任_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司_blank class=infotextkey>get=_blank class=infotextkey>修_blank class=infotextkey>get=_blank class=infotextkey>改或更_blank class=infotextkey>get=_blank class=infotextkey>新_blank class=infotextkey>get=_blank class=infotextkey>上述规则并适用于本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的，则_blank class=infotextkey>get=_blank class=infotextkey>按照_blank class=infotextkey>get=_blank class=infotextkey>新的规则执行，并在招募说明书_blank class=infotextkey>get=_blank class=infotextkey>中_blank class=infotextkey>get=_blank class=infotextkey>进行更_blank class=infotextkey>get=_blank class=infotextkey>新。

5、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可在_blank class=infotextkey>不违反_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规的_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>下，对_blank class=infotextkey>get=_blank class=infotextkey>上述_blank class=infotextkey>原则_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>调整。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>必须在_blank class=infotextkey>get=_blank class=infotextkey>新规则开始实施前依照《_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>信息披露_blank class=infotextkey>get=_blank class=infotextkey>办法》的_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定在指_blank class=infotextkey>定媒介_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>公告。

四、申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>程序

1、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>申请_blank class=infotextkey>get=_blank class=infotextkey>方式

_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>必须根据_blank class=infotextkey>get=_blank class=infotextkey>销售机构_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>程序，在_blank class=infotextkey>get=_blank class=infotextkey>开放日的_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体_blank class=infotextkey>get=_blank class=infotextkey>业务_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间内提出申购或赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>申请。

_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人申购_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>必须根据相应的申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单备足申购对价。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人在提交赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>必须持_blank class=infotextkey>get=_blank class=infotextkey>有足够的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额余额和_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金。

_blank class=infotextkey>get=_blank class=infotextkey>2、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请的确认

_blank class=infotextkey>get=_blank class=infotextkey>投资者申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请在受理当日_blank class=infotextkey>get=_blank class=infotextkey>进行确认。如_blank class=infotextkey>get=_blank class=infotextkey>投资者未能_blank class=infotextkey>get=_blank class=infotextkey>提供符_blank class=infotextkey>合_blank class=infotextkey>get=_blank class=infotextkey>要求的申购对价，则申购_blank class=infotextkey>get=_blank class=infotextkey>申请失败。如_blank class=infotextkey>get=_blank class=infotextkey>投资者持_blank class=infotextkey>get=_blank class=infotextkey>有的符_blank class=infotextkey>合_blank class=infotextkey>get=_blank class=infotextkey>要求的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>不足或未能根据_blank class=infotextkey>get=_blank class=infotextkey>要求_blank class=infotextkey>get=_blank class=infotextkey>准备足额的_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金，或本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>投资组_blank class=infotextkey>合内_blank class=infotextkey>不_blank class=infotextkey>get=_blank class=infotextkey>具备足额的符_blank class=infotextkey>合_blank class=infotextkey>get=_blank class=infotextkey>要求的赎_blank class=infotextkey>get=_blank class=infotextkey>回对价，则赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请失败。_blank class=infotextkey>get=_blank class=infotextkey>投资者可_blank class=infotextkey>get=_blank class=infotextkey>通过其_blank class=infotextkey>办理申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>业务的_blank class=infotextkey>get=_blank class=infotextkey>销售机构或者_blank class=infotextkey>get=_blank class=infotextkey>销售机构_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>方式_blank class=infotextkey>查询确认_blank class=infotextkey>get=_blank class=infotextkey>情况。

_blank class=infotextkey>3、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>清算交_blank class=infotextkey>收与_blank class=infotextkey>get=_blank class=infotextkey>登记

本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金申购赎_blank class=infotextkey>get=_blank class=infotextkey>回过程_blank class=infotextkey>get=_blank class=infotextkey>中_blank class=infotextkey>get=_blank class=infotextkey>涉及的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额、组_blank class=infotextkey>合证券、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金替_blank class=infotextkey>get=_blank class=infotextkey>代、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金差额_blank class=infotextkey>get=_blank class=infotextkey>及其他对价的_blank class=infotextkey>get=_blank class=infotextkey>清算交_blank class=infotextkey>收适用_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证券_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>责任_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司及相关证券_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>新的规则和_blank class=infotextkey>get=_blank class=infotextkey>参与各方相关_blank class=infotextkey>get=_blank class=infotextkey>协议的_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定。本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的申购与赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>清算交_blank class=infotextkey>收_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体规则请参见本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金招募说明书。

_blank class=infotextkey>如果_blank class=infotextkey>get=_blank class=infotextkey>登记机构和_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人在_blank class=infotextkey>get=_blank class=infotextkey>清算交_blank class=infotextkey>收_blank class=infotextkey>时_blank class=infotextkey>get=_blank class=infotextkey>发现_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不能正_blank class=infotextkey>get=_blank class=infotextkey>常履约的情形，则依据_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证券_blank class=infotextkey>get=_blank class=infotextkey>登记结算_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>限_blank class=infotextkey>get=_blank class=infotextkey>责任_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公司及相关证券_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>新的规则和_blank class=infotextkey>get=_blank class=infotextkey>参与各方相关_blank class=infotextkey>get=_blank class=infotextkey>协议的_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>处理。

4、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人、_blank class=infotextkey>get=_blank class=infotextkey>登记机构可在_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规允许的范围内，对_blank class=infotextkey>get=_blank class=infotextkey>上述申购赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>程序_blank class=infotextkey>以及_blank class=infotextkey>get=_blank class=infotextkey>清算交_blank class=infotextkey>收和_blank class=infotextkey>get=_blank class=infotextkey>登记的_blank class=infotextkey>办理_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间、_blank class=infotextkey>get=_blank class=infotextkey>方式、_blank class=infotextkey>get=_blank class=infotextkey>处理规则等_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>调整，并在至_blank class=infotextkey>get=_blank class=infotextkey>少_blank class=infotextkey>get=_blank class=infotextkey>一种指_blank class=infotextkey>定媒介或招募说明书更_blank class=infotextkey>get=_blank class=infotextkey>新_blank class=infotextkey>get=_blank class=infotextkey>中_blank class=infotextkey>get=_blank class=infotextkey>公告。

五、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回的数额_blank class=infotextkey>get=_blank class=infotextkey>限制

1、_blank class=infotextkey>get=_blank class=infotextkey>投资者申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额需为_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>小申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>单位的整数倍。_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>小申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>单位由_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>综_blank class=infotextkey>合_blank class=infotextkey>get=_blank class=infotextkey>考虑对_blank class=infotextkey>get=_blank class=infotextkey>投资组_blank class=infotextkey>合跟踪误差的_blank class=infotextkey>get=_blank class=infotextkey>影响_blank class=infotextkey>以及_blank class=infotextkey>get=_blank class=infotextkey>市场_blank class=infotextkey>get=_blank class=infotextkey>需求等因素确_blank class=infotextkey>定，并在招募说明书或_blank class=infotextkey>get=_blank class=infotextkey>其他_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>中列明。

_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可根据_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金运作_blank class=infotextkey>get=_blank class=infotextkey>情况、_blank class=infotextkey>get=_blank class=infotextkey>市场_blank class=infotextkey>get=_blank class=infotextkey>变化_blank class=infotextkey>以及_blank class=infotextkey>get=_blank class=infotextkey>投资者_blank class=infotextkey>get=_blank class=infotextkey>需求等因素对_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金的_blank class=infotextkey>最_blank class=infotextkey>get=_blank class=infotextkey>小申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>单位_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>调整并提前_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>get=_blank class=infotextkey>2、当_blank class=infotextkey>get=_blank class=infotextkey>接受申购_blank class=infotextkey>get=_blank class=infotextkey>申请对_blank class=infotextkey>get=_blank class=infotextkey>存量_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>利益_blank class=infotextkey>get=_blank class=infotextkey>构成潜在_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>重_blank class=infotextkey>get=_blank class=infotextkey>大_blank class=infotextkey>不利_blank class=infotextkey>get=_blank class=infotextkey>影响_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人

应当采取设_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>单一_blank class=infotextkey>get=_blank class=infotextkey>投资者申购数额_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>限或_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>单日净申购_blank class=infotextkey>比例_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>限、_blank class=infotextkey>get=_blank class=infotextkey>拒绝_blank class=infotextkey>get=_blank class=infotextkey>大额申购、暂停_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金申购等措施，切实_blank class=infotextkey>get=_blank class=infotextkey>保护_blank class=infotextkey>get=_blank class=infotextkey>存量_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人的_blank class=infotextkey>合法权益。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人基于_blank class=infotextkey>get=_blank class=infotextkey>投资运作与_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>风险_blank class=infotextkey>get=_blank class=infotextkey>控制的_blank class=infotextkey>get=_blank class=infotextkey>需要，可采取_blank class=infotextkey>get=_blank class=infotextkey>上述措施对_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>规模予以_blank class=infotextkey>get=_blank class=infotextkey>控制，_blank class=infotextkey>get=_blank class=infotextkey>具_blank class=infotextkey>get=_blank class=infotextkey>体见_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人相关_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>3、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可在_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规允许的_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>下，_blank class=infotextkey>get=_blank class=infotextkey>调整_blank class=infotextkey>get=_blank class=infotextkey>上述_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回的数额_blank class=infotextkey>get=_blank class=infotextkey>限制。_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>必须在_blank class=infotextkey>get=_blank class=infotextkey>调整前依照《_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>信息披露_blank class=infotextkey>get=_blank class=infotextkey>办法》的_blank class=infotextkey>get=_blank class=infotextkey>有关_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定在指_blank class=infotextkey>定媒介_blank class=infotextkey>get=_blank class=infotextkey>上_blank class=infotextkey>get=_blank class=infotextkey>公告。

六、申购和赎_blank class=infotextkey>get=_blank class=infotextkey>回的对价、_blank class=infotextkey>get=_blank class=infotextkey>费用_blank class=infotextkey>get=_blank class=infotextkey>及其用途

1、本_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额净值的计算，_blank class=infotextkey>get=_blank class=infotextkey>保留到_blank class=infotextkey>get=_blank class=infotextkey>小数点后 4 位，_blank class=infotextkey>get=_blank class=infotextkey>小数点后_blank class=infotextkey>第 5 位四舍五入，由此产

_blank class=infotextkey>get=_blank class=infotextkey>生的_blank class=infotextkey>收益或损失由_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金财产承担。T 日的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额净值在当天_blank class=infotextkey>收市后计算，并在 T+1 日内_blank class=infotextkey>get=_blank class=infotextkey>公告。遇_blank class=infotextkey>get=_blank class=infotextkey>特殊_blank class=infotextkey>get=_blank class=infotextkey>情况，经履行适当_blank class=infotextkey>get=_blank class=infotextkey>程序，_blank class=infotextkey>get=_blank class=infotextkey>可以适当延迟计算或_blank class=infotextkey>get=_blank class=infotextkey>公告。

_blank class=infotextkey>get=_blank class=infotextkey>2、申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回对价及_blank class=infotextkey>get=_blank class=infotextkey>费用

（1）申购对价是指_blank class=infotextkey>get=_blank class=infotextkey>投资者申购_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>时应交付的组_blank class=infotextkey>合证券、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金替_blank class=infotextkey>get=_blank class=infotextkey>代、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金差额_blank class=infotextkey>get=_blank class=infotextkey>及其他对价。赎_blank class=infotextkey>get=_blank class=infotextkey>回对价是指_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应交付的组_blank class=infotextkey>合证券、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金替_blank class=infotextkey>get=_blank class=infotextkey>代、_blank class=infotextkey>get=_blank class=infotextkey>现_blank class=infotextkey>get=_blank class=infotextkey>金差额_blank class=infotextkey>get=_blank class=infotextkey>及其他对价。申购对价、赎_blank class=infotextkey>get=_blank class=infotextkey>回对价根据申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单和_blank class=infotextkey>get=_blank class=infotextkey>投资者申购、赎_blank class=infotextkey>get=_blank class=infotextkey>回的_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额数额确_blank class=infotextkey>定。

（_blank class=infotextkey>get=_blank class=infotextkey>2）T 日的申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单在当日_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所开市前_blank class=infotextkey>get=_blank class=infotextkey>公告。_blank class=infotextkey>get=_blank class=infotextkey>未来，若_blank class=infotextkey>get=_blank class=infotextkey>市场_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>变化，或相关_blank class=infotextkey>get=_blank class=infotextkey>业务规则_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>变化，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>可以在_blank class=infotextkey>不违反相关_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规的_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>下对申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单计算和_blank class=infotextkey>get=_blank class=infotextkey>公告_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间_blank class=infotextkey>get=_blank class=infotextkey>进行_blank class=infotextkey>get=_blank class=infotextkey>调整并提前_blank class=infotextkey>get=_blank class=infotextkey>公告。

（_blank class=infotextkey>3）_blank class=infotextkey>get=_blank class=infotextkey>投资者在申购或赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额_blank class=infotextkey>时，申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>代理机构可_blank class=infotextkey>get=_blank class=infotextkey>按照一_blank class=infotextkey>_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>标准_blank class=infotextkey>收取佣_blank class=infotextkey>get=_blank class=infotextkey>金，其_blank class=infotextkey>get=_blank class=infotextkey>中包_blank class=infotextkey>get=_blank class=infotextkey>含证券_blank class=infotextkey>get=_blank class=infotextkey>交易所、_blank class=infotextkey>get=_blank class=infotextkey>登记机构等_blank class=infotextkey>收取的相关_blank class=infotextkey>get=_blank class=infotextkey>费用。

七、_blank class=infotextkey>get=_blank class=infotextkey>拒绝或暂停申购的情形

_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>下列_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可_blank class=infotextkey>get=_blank class=infotextkey>拒绝或暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人的申购_blank class=infotextkey>get=_blank class=infotextkey>申请：

1、因_blank class=infotextkey>不可抗力导致_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>无法正_blank class=infotextkey>get=_blank class=infotextkey>常运作。

_blank class=infotextkey>get=_blank class=infotextkey>2、_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的暂停_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>估值_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人的申购_blank class=infotextkey>get=_blank class=infotextkey>申请。

_blank class=infotextkey>3、证券/期货_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>交易_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间非正_blank class=infotextkey>get=_blank class=infotextkey>常停市，导致_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>无法计算当日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值。

4、_blank class=infotextkey>get=_blank class=infotextkey>接受某笔或某些申购_blank class=infotextkey>get=_blank class=infotextkey>申请可能_blank class=infotextkey>get=_blank class=infotextkey>会_blank class=infotextkey>get=_blank class=infotextkey>影响或损害现_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>利益_blank class=infotextkey>时。

5、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>规模过_blank class=infotextkey>get=_blank class=infotextkey>大，使_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>无法_blank class=infotextkey>找到_blank class=infotextkey>合适的_blank class=infotextkey>get=_blank class=infotextkey>投资品种，或_blank class=infotextkey>get=_blank class=infotextkey>其他可能对_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金业绩产生负_blank class=infotextkey>面_blank class=infotextkey>get=_blank class=infotextkey>影响，或_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>其他损害现_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>利益的情形。

6、当前一_blank class=infotextkey>get=_blank class=infotextkey>估值日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值 _blank class=infotextkey>get=_blank class=infotextkey>50%以_blank class=infotextkey>get=_blank class=infotextkey>上的_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>出现无可参考的_blank class=infotextkey>get=_blank class=infotextkey>活跃_blank class=infotextkey>get=_blank class=infotextkey>市场_blank class=infotextkey>get=_blank class=infotextkey>价格且_blank class=infotextkey>get=_blank class=infotextkey>采用_blank class=infotextkey>get=_blank class=infotextkey>估值_blank class=infotextkey>技术仍导致_blank class=infotextkey>get=_blank class=infotextkey>公允_blank class=infotextkey>get=_blank class=infotextkey>价值_blank class=infotextkey>get=_blank class=infotextkey>存在_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>重_blank class=infotextkey>get=_blank class=infotextkey>大_blank class=infotextkey>不确_blank class=infotextkey>定性_blank class=infotextkey>时，经与_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>托管_blank class=infotextkey>get=_blank class=infotextkey>人协_blank class=infotextkey>get=_blank class=infotextkey>商确认后，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应当

暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金申购_blank class=infotextkey>get=_blank class=infotextkey>申请。

7、相关证券_blank class=infotextkey>get=_blank class=infotextkey>交易所、_blank class=infotextkey>get=_blank class=infotextkey>登记机构、申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>代理机构等因_blank class=infotextkey>get=_blank class=infotextkey>异_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>无法_blank class=infotextkey>办理申购_blank class=infotextkey>get=_blank class=infotextkey>业务。

8、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人开市前因_blank class=infotextkey>get=_blank class=infotextkey>异_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>情况未能_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公_blank class=infotextkey>get=_blank class=infotextkey>布申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单。

9、因_blank class=infotextkey>get=_blank class=infotextkey>异_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>情况导致申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单_blank class=infotextkey>get=_blank class=infotextkey>无法编制或编制_blank class=infotextkey>不当。

_blank class=infotextkey>get=_blank class=infotextkey>10、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金所_blank class=infotextkey>get=_blank class=infotextkey>投资的_blank class=infotextkey>get=_blank class=infotextkey>投资品种的_blank class=infotextkey>get=_blank class=infotextkey>估值_blank class=infotextkey>get=_blank class=infotextkey>出现_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>重_blank class=infotextkey>get=_blank class=infotextkey>大转变_blank class=infotextkey>时。

_blank class=infotextkey>11、_blank class=infotextkey>get=_blank class=infotextkey>法律_blank class=infotextkey>get=_blank class=infotextkey>法规_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定或_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>中国证监_blank class=infotextkey>get=_blank class=infotextkey>会、_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>上海证券_blank class=infotextkey>get=_blank class=infotextkey>交易所认_blank class=infotextkey>_blank class=infotextkey>定的_blank class=infotextkey>get=_blank class=infotextkey>其他情形。

_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>上述_blank class=infotextkey>第 _blank class=infotextkey>get=_blank class=infotextkey>1_blank class=infotextkey>3、5_blank class=infotextkey>get=_blank class=infotextkey>10 项暂停申购情形之一且_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>决_blank class=infotextkey>定_blank class=infotextkey>get=_blank class=infotextkey>拒绝或暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人申购_blank class=infotextkey>get=_blank class=infotextkey>申请_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应当及_blank class=infotextkey>时_blank class=infotextkey>get=_blank class=infotextkey>公告。_blank class=infotextkey>如果_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人的申购_blank class=infotextkey>get=_blank class=infotextkey>申请被_blank class=infotextkey>get=_blank class=infotextkey>拒绝，被_blank class=infotextkey>get=_blank class=infotextkey>拒绝的申购对价将_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>退还给_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人。在暂停申购的_blank class=infotextkey>get=_blank class=infotextkey>情况消除_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应及_blank class=infotextkey>时恢复申购_blank class=infotextkey>get=_blank class=infotextkey>业务的_blank class=infotextkey>办理。

_blank class=infotextkey>get=_blank class=infotextkey>八、暂停赎_blank class=infotextkey>get=_blank class=infotextkey>回或延缓支付赎_blank class=infotextkey>get=_blank class=infotextkey>回对价的情形

_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>下列情形_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人的赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请或延缓支付赎_blank class=infotextkey>get=_blank class=infotextkey>回对价：

1、因_blank class=infotextkey>不可抗力导致_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>不能支付赎_blank class=infotextkey>get=_blank class=infotextkey>回对价。

_blank class=infotextkey>get=_blank class=infotextkey>2、_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>合同_blank class=infotextkey>get=_blank class=infotextkey>规_blank class=infotextkey>定的暂停_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>估值_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>投资_blank class=infotextkey>get=_blank class=infotextkey>人的赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请或延缓支付赎_blank class=infotextkey>get=_blank class=infotextkey>回对价。

_blank class=infotextkey>3、证券/期货_blank class=infotextkey>get=_blank class=infotextkey>交易所_blank class=infotextkey>get=_blank class=infotextkey>交易_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>时间非正_blank class=infotextkey>get=_blank class=infotextkey>常停市，导致_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>无法计算当日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值。

4、_blank class=infotextkey>get=_blank class=infotextkey>发生_blank class=infotextkey>继续_blank class=infotextkey>get=_blank class=infotextkey>接受赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请将损害现_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人_blank class=infotextkey>get=_blank class=infotextkey>利益的情形_blank class=infotextkey>时，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人可暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金份额持_blank class=infotextkey>get=_blank class=infotextkey>有_blank class=infotextkey>get=_blank class=infotextkey>人的赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请。

5、当前一_blank class=infotextkey>get=_blank class=infotextkey>估值日_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>资产净值 _blank class=infotextkey>get=_blank class=infotextkey>50%以_blank class=infotextkey>get=_blank class=infotextkey>上的_blank class=infotextkey>get=_blank class=infotextkey>资产_blank class=infotextkey>get=_blank class=infotextkey>出现无可参考的_blank class=infotextkey>get=_blank class=infotextkey>活跃_blank class=infotextkey>get=_blank class=infotextkey>市场_blank class=infotextkey>get=_blank class=infotextkey>价格且_blank class=infotextkey>get=_blank class=infotextkey>采用_blank class=infotextkey>get=_blank class=infotextkey>估值_blank class=infotextkey>技术仍导致_blank class=infotextkey>get=_blank class=infotextkey>公允_blank class=infotextkey>get=_blank class=infotextkey>价值_blank class=infotextkey>get=_blank class=infotextkey>存在_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>重_blank class=infotextkey>get=_blank class=infotextkey>大_blank class=infotextkey>不确_blank class=infotextkey>定性_blank class=infotextkey>时，经与_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>托管_blank class=infotextkey>get=_blank class=infotextkey>人协_blank class=infotextkey>get=_blank class=infotextkey>商确认后，_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人应当延缓支付赎_blank class=infotextkey>get=_blank class=infotextkey>回对价或暂停_blank class=infotextkey>get=_blank class=infotextkey>接受_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>申请。

6、相关证券_blank class=infotextkey>get=_blank class=infotextkey>交易所、_blank class=infotextkey>get=_blank class=infotextkey>登记机构、申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>代理机构等因_blank class=infotextkey>get=_blank class=infotextkey>异_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>情况_blank class=infotextkey>get=_blank class=infotextkey>无法_blank class=infotextkey>办理赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>业务。

7、_blank class=infotextkey>get=_blank class=infotextkey>基_blank class=infotextkey>get=_blank class=infotextkey>金_blank class=infotextkey>get=_blank class=infotextkey>管理_blank class=infotextkey>get=_blank class=infotextkey>人开市前因_blank class=infotextkey>get=_blank class=infotextkey>异_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>情况未能_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>公_blank class=infotextkey>get=_blank class=infotextkey>布申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单。

8、因_blank class=infotextkey>get=_blank class=infotextkey>异_blank class=infotextkey>get=_blank class=infotextkey>常_blank class=infotextkey>get=_blank class=infotextkey>情况导致申购赎_blank class=infotextkey>get=_blank class=infotextkey>回_blank class=infotextkey>get=_blank class=infotextkey>_blank class=infotextkey>get=_blank class=infotextkey>清_blank class=infotextkey>单_blank class=infotextkey>get=_blank class=infotextkey>无法编制或编制_blank class=infotextkey>不当。

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